Our client is a specialist, investment-led fund manager, with a combined AuM of £19bn.
Proactively understanding, interpreting and implementing Global regulatory rules and guidance to which Group entities are subject to ensure ongoing compliance
Developing and implementing an internal financial and conduct rules regulatory reporting suite, and approach, to ensure Group regulatory reporting remains appropriate and accurate. Relevant regulations include but are not limited to the FCA, SEC, AMF, BaFIN, CNMV, ASIC, FINMA and other regulators.
Instilling a culture of continuous improvement throughout with appropriate oversight and control of activities
Preparation of all key Pillar 1 regulatory returns including FSA001, FSA002, FSA003, FIN068
Act as the fulcrum for the Pillar 2 ICAAP process and Pillar 3 disclosures
Lead the adoption process for IFR and develop the ICARA reporting process
Strong experience in regulatory reporting for listed asset management entities whether inhouse at another firm or within practice
Excellent understanding of FCA prudential standards especially GENPRU and BIPRU
Understanding of the IFR regime due to be implemented in 2022
Excellent communication skills, both written and verbal, and ability to communicate and present complex issues simply across all levels
Excellent time management skills
Ability to work collaboratively
Attention to detail
For further information please contact Natalie Antat