Our client is a leading securities house. They are looking for a Risk Contractor to join the firm on a 3 month contract basis.
THE RESPONSIBILITIES:
Key involvement with the Company’s ICARA to ensure it is inline with IFPR Regulations. Assisting senior management and other business areas to update the documents as required.
Review the existing BCP set-up and advise on areas of improvement.
Contribute to the Risk component of the Risk & Compliance Committee as required.
Monitoring and due diligence checks on countries and clients that the Business trades with. Oversee due diligence on account openings, reviewing limits for existing/new accounts, ensuring no overnight positions, and identifying any exposures on accounts.
Overseeing status changes to client mandates.
Assisting in third party risk assessments.
Oversight of counterparty ratings and limits.
Managing operational risk incidents and relevant reporting.
Process review to identify ways to streamline and heighten efficiency.
4-eye checks on daily processes as required.
Risk control and information security monitoring program.
POA list management.
EXPERIENCE REQUIRED:
Individual with well-rounded knowledge of Operational Risk, with experience in dealing with the ICARA requirements under IFPR Rules.
A flexible individual who can adapt to changing priorities and is willing to immerse themselves into different tasks.
Financial service background is required.
VBA Macro Excel (Advanced Level)
Attention to detail
Excellent written and oral communication
Perceptiveness – ability to see what needs to be done before being asked
Well-organised and can deliver to timescales
Proactive – ability to be alert and escalate and report where required.
For further information please contact Natalie Antat
