Temporary Regulatory Reporting Analyst

THE COMPANY:

Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.

THE RESPONSIBILITIES:

• Provide day to day oversight of operational processes including exception monitoring / reconciliations.
• Assumes day to day operational responsibility for the timeliness and completeness of reporting.
• Provides 1st line investigation/resolution of routine exceptions and directs non-routine exceptions to other departments as appropriate.
• Investigates and responds to ad hoc queries and requests relating to day-to-day reporting activity and operational processes.
• Records breaches and determines appropriate action e.g. escalation and remediation.
• Investigates issues with and maintains static / reference data and undertakes periodic reconciliations.
• Reviews and tests the impact of new business, business change and/or new products, markets or brokers.
• Helps to define remediation and back-reporting requirements, coordinating and verifying remediation and back-reporting activity
• Documents and maintains Operations policies and procedures.
• Undertakes User Acceptance Tests (UAT) to verify systems and process meet defined requirements and verifies change in Production.
• Prepares training relating to the internal operational processes within Operations.
• Manages the relationship with key vendors (such as the Trade Repository (TR) and Static Data suppliers (e.g. Euromoney). 

EXPERIENCE REQUIRED:

• An understanding of MiFIR and EMIR regulation.
• Knowledge of the execution and clearing of various asset classes including Exchange Traded Derivatives, Equities, CFDs, Fixed Income and Foreign Exchange
• Experience of the LSEG UnaVista platform or a similar ARM / Trade Repository.
• Understanding of Microsoft Office (Excel in particular)
• Able to work with accuracy and detail.

For further information please contact Eleanor Gowling