We are working with a regular client of ours in their search for a Head of Compliance. The client are an international financial service provider, this role is working within the super management company arm of the firm.
THE RESPONSIBILITIES:
Managing Compliance related risks such as analysis of new initiatives from the firm.
AML/CTF assessments on new investments, investors, business relationships or other stakeholders, Conflict-of-Interest and complaints management
Maintenance and coordination of the firms Policy and Entity-Level-Control Framework
Assist in the drafting and delivery of AML, Anti-bribery & Corruption and MAR training requirements to staff;
Monitoring legal and regulatory developments as integral part of the internal regulatory update group and implementation of regulatory or internal group requirements
Trusted Advisor to Management in compliance related matters and risks leveraging on active participation to various local and global committees, working groups and projects.
Act as a key contact for local authorities (CSSF, etc.) as well as for internal/external auditors
Perform RC function to funds
EXPERIENCE REQUIRED:
6+ years of Compliance experience in the investment funds industry and having acted as RC
Team management experience is highly desirable.
Strong regulatory Compliance & AML/CTF expertise in AIFMD and UCITS
Fluency in English and German preferred, French is also advantageous
For further information please contact Jordan White